Table of Articles

Lugano Convention on Jurisdiction and the Enforcement of Judgments in Civil and Commercial Matters

Title II - Jurisdiction
S e c t i o n 2: Special jurisdiction

Art. 5

Art. 5 (1)

Jurisdiction in matters relating to a contract - General

Existence of the contract in dispute - Necessary to bring sufficient proof to show that there was a contractual relationship between the parties - Evaluation by the court seized - Jurisdiction of the Norwegian court - N° 1997/33

Ascertaining of jurisdiction by the court seised - Facts alleged in support of jurisdiction, not being circumstances which also constitute the basis for the action - Facts having to be proved if contested by the defendant - Existence of an agreement between the parties specifying the place of performance of the obligation in question - N° 1998/14

Concept - Action claiming avoidance of reinsurance contracts on the ground of breach by the reinsureds of their duty to provide correct and complete informations prior to the conclusion of the contract - Included - N° 1998/33

Concept - Autonomous interpretation - Guarantee - Dispute opposing a creditor and the guarantor of the obligations of his debtor - Obligation of the guarantor - Included - N° 1998/45

Matters relating to a contract - Concept - Autonomous interpretation - N° 1999/31

Matters relating to a contract - Concept - Action in liability against the manager of a German limited liability company for breach of the duties imposed by the memorandum and articles of association of the company - Inclusion - N° 2000/22

Matters relating to tort, delict or quasi-delict – Not applicable in the case of multiple claims of which one has a contractual basis - N° 2005/32

 

Jurisdiction in matters relating to a contract - Scope; the term "obligation"

Concept of obligation - Obligation in question in case of an action for avoidance of a contract - Obligation to act in good faith during pre-contract negotiations - N° 1998/33

Concept of obligation - Independent interpretation - Action to establish the right to payment of a bank guarantee transferred by the defendant to the claimant - Obligation of the defendant to consent to payment - Place of performance - Determination under the law governing the obligation under the conflict rules of the court seized - German law - Performance at place of debtor's domicile - N° 1999/11

Place of performance of the obligation - Obligation to pay - Applicable law determined according to the law governing the obligation under the conflict rules of the court seized - Austrian law - Performance at debtor's domicile - Different place agreed by the parties - Evidence - N° 1999/13

Concept of obligation - Action for restitution of the price paid - Contract whose validity is challenged on the basis of lack of consent - Challenge of the contractual link as a mere preliminary question - Obligation to pay - Place of performance - Determination according to the law governing the obligation under the conflict rules of the court seized - Same solution according to the two national laws at stake - Performance at place of debtor's domicile - N° 1999/18

Concept of obligation - Action in restitution of the price paid - Contract terminated in accordance to the common will of the parties - Obligation to pay - Place of performance - Determination in accordance with the law that governs the obligation according to the conflict rules of the court seized - Swiss law - Performance at the place where the creditor is domiciled - N° 1999/23

Concept of obligation - Exclusive sales contract - Claim for damages based on the single obligation concerned with distribution - Faculty to also take into consideration the place of performance of the obligation relating to supply - Absence - Determination of place of performance according to the law governing the obligation under the conflict rules of the court seized - National law coinciding with the conceded territory (Swiss law) - Jurisdiction of the court for the place where the debtor is domiciled - Established case-law of the Court of Justice prior to signature of the Lugano Convention, despite being controversial in the legal writing as to the Brussels Convention -Binding value for the Swiss courts according to Protocol 2 - N° 1999/33

Concept - Surety agreement - Inclusion - Surety agreement with a private person acting outside any professionnal commitments - No relevance - N° 1999/69

Concept - Surety obligation - Inclusion - N° 1999/71

Employment contract - Concept - Contractual relations between an independent commercial agent and the principal - Exclusion - Action for payment of commission, production of accounts and a redundancy payment - Applicability of Article 5, point 1, first alternative - Obligation to be taken into consideration - Principal obligation - Obligation of payment - N° 2000/14

Action for annulment of a contract based on failure to fulfill pre-contractual obligations to disclose information - Obligation to observe the principle of good faith during negotiations prior to the conclusion of the contract - Inclusion - N° 2000/40

Matters relating to a contract - Definition - Action for product liability brought by a sub-purchaser against the manufacturer - Exclusion - N° 2001/13

Matters relating to contract – Meaning of obligation – Independent interpretation - N° 2005/25

 

Jurisdiction in matters relating to a contract - Place of performance

Sale of goods - Payment obligation - Determined by reference to the Vienna Convention on the International Sale of Goods - Contract not providing for on the spot exchange - Place of performance at the seller's domicile - N° 1997/18

Obligation of the guarantor - Performance according to the two laws concerned at the domicile of the main creditor - N° 1998/45

Accommodation contract - Action by hotel owner for payment - Reference to applicable national law - Austrian law - Nature of the contract taken into account - Performance of the obligations of both parties at the place of accommodation - Jurisdiction of the court seized - N° 1999/12

Obligation to pay - Proof of existence of agreement designating Austria as place of performance - Burden placed on claimant - Not discharged -Place of performance in Germany under the applicable (Austrian) law - Lack of jurisdiction of Austrian courts - N° 1999/22

Contract of performance of services by a lawyer - Action in payment of the fees - Determination of the applicable law according to conflict rules of the court seized - Austrian law - Performance at the place where the debtor was domiciled at the time of the conclusion of the contract - Jurisdiction of the court seized - N° 1999/26

Sales contract - Obligation to deliver - Vienna Convention on Contracts for the International Sale of Goods - Clause stipulating delivery to third parties, i.e. customers of the buyer - Clause not designating the place of performance for the purpose of determining the jurisdiction - General rule of jurisdiction according to Article 2 of the Convention - Lack of jurisdiction of the court seized - N° 1999/27

Claim for damages founded on the revocation of an order by the principal - Obligation of payment - Austrian law - Performance at the place where the debtor is domiciled in Germany - Nature of the contract and circumstances of the case leading to the specified place of delivery - Lack of relevance - N° 1999/28

Sales contract - Delivery obligation - Claim for damages due to defective products - 'Delivery free at purchaser's place' clause - No determination of the place of performance in the clause - Exceptions - Absence - Lack of jurisdiction of the court seized - N° 1999/29

Security obligation - Determination according to the law governing the obligation under the conflict rules of the court seized - Austrian law - Performance at the place where the debtor is domiciled in Italy - Lack of jurisdiction of the court seized - N° 1999/30

Obligation of the person who stands surety to clear the main debtor's debt - Performance in accordance with the two national laws in question at the place where the debtor is domiciled - N° 1999/71

Obligation to make payment - Place of performance in Austria under the applicable law (Austrian law) - Jurisdiction of the Austrian courts - N° 2002/18

Commercial agency contract - Claim based on the obligation to pay the agent - Determination of the place of performance by the law governing the contract - Law of the country where the representative activities were carried out (Norwegian law) - Jurisdiction of the courts of the place where payments were effected - N° 2002/49

Claim brought in Norway for a declaration of the non-existence of the debts relied on by the defendants based in Sweden - Place where alleged debts to be discharged - Debts to be discharged by bank transfer to the bank account of the defendants in Sweden - Determination of the place of discharge according to Norwegian law - Application of Norwegian law on financial contracts - Effect of Community Directive 97/5 on cross-border credit transfers - Place of discharge situated at the seat of the defendants’ bank in Sweden - Lack of jurisdiction of the Norwegian court seised - N° 2002/53

Determination according to the obligation which forms the basis of the application and according to the law governing that obligation according to the conflict of laws rules of the court seised, in this case the Rome Convention, referring to Austrian law - Lack of proof as to the content of Austrian law - Application of the lex fori (Luxembourg) - Derogation by the parties from the principle that goods must be collected and place of delivery fixed as Luxembourg - Jurisdiction of the Luxembourg courts - N° 2003/40

Sale contract - Obligation to pay the price - Determination of the place of performance by the uniform law on international sale and by the national law of the court - Performance at seller's domicile - Place of performance not determined in the sale contract - Not relevant - N° 2004/33

Consideration of principal obligation – Application based on equivalent obligations arising from the same contract – Determination of the place of performance by the applicable law (Swiss law) – German courts lack jurisdiction - N° 2005/25

Exclusive dealership agreement – Obligation of exclusivity to be observed throughout Norwegian territory – Place of performance of the obligation not falling within the jurisdiction of a particular court – Article 5(1) not applicable - N° 2005/42

Sales contract covering a period of 18 months - Claim by the seller for damages because the size of orders was smaller than anticipated in the contract - Claim for damages of a secondary character in relation to the obligation to pay the sales price and not therefore possible to treat it in the same way as that obligation for the purposes of Article 5(1) of the Convention - No effect - Place of performance of the obligation to pay the sales price - Domicile of the seller - Jurisdiction of the court seised - N° 2006/39

Circumstances of the case taken into account - Contract for the delivery of a (prototype) machine to be built and tested in the State in which the manufacturer is domiciled and then delivered, assembled and commissioned in the State in which the buyer is domiciled - Obligation to deliver a machine free from defects and fit for its intended use enforceable in the place where the buyer is domiciled - Jurisdiction of the Irish courts - N° 2007/34

Contract for the transfer of intellectual property rights – Warranty by a third party in respect of licences relating to those rights – Compliance with the warranty required at the time and place where the transfer of those rights was effected - N° 2008/35

Commercial agency contract – Claim arising out of obligation to pay the agent – Determination of the place of performance according to the law governing the contract – Norwegian law applicable to the contract under private international law of the State of the court seised (Norway), the contract having closer ties to Norway – Performance in the place where remuneration paid – Jurisdiction of the Norwegian courts - N° 2008/43

 

Jurisdiction in matters relating to a contract - Employment contracts

Employment contract - Concept - Contractual relations between an independent commercial agent and the principal - Exclusion - Action for payment of commission, production of accounts and a redundancy payment - Applicability of Article 5, point 1, first alternative - Obligation to be taken into consideration - Principal obligation - Obligation of payment - N° 2000/14

Contract subject to Swiss law and performed in France - Arbitration clause fixing the place of the arbitral court in Switzerland - Unenforceable against an employee having brought proceedings in the courts of the place of enforcement (France) - N° 2000/28

Place where the employee habitually carries out his work - Contract of employment concluded with a Swiss company with a branch in Norway - Work carried out on an installation situated initially above the Continental Shelf of the United Kingdom then moved to the Norwegian Continental Shelf - Jurisdiction of the Norwegian courts - Requirement to transfer to a place of work in another State - No effect - N° 2003/42

Contract of employment – Meaning – Independent interpretation - N° 2005/25

Contract of employment – Meaning – Contract between the applicant and a group of undertakings providing for the conclusion of a contract of employment with one of those undertakings and the conclusion of a second contract concerning the applicant's employment as a director – No contract of employment with the group – Second clause of Article 5(1) not applicable to an action against the group - N° 2005/25

Action for compensation for accident at work brought simultaneously against employer and insurer – Maritime worker – Employer having its seat in Norway – Insurer having its seat in England – Portuguese courts lacking jurisdiction - N° 2008/46

Art. 5 (2)

Maintenance obligation - Concept - Independent interpretation - Broad interpretation - Corresponding concept in the 1973 Hague Convention on enforcement of decisions relating to maintenance obligations taken into account - Action for payment of a dowry brought against claimant's father - Inclusion - Jurisdiction of the court for the place of creditor's domicile - N° 1999/10
Transitional provisions - Claim in a matter relating to maintenance against a defendant domiciled in Italy - Legal proceedings brought in Poland before the entry into force of the Lugano Convention in that country - Inapplicability of the Lugano Convention - Application of the Convention between Italy and Poland of 28/04/1989 - N° 2002/56

Art. 5 (3)

'Matters relating to tort, delict or quasi-delict' - Place of the harmful event - Defamation by television broadcast - Programme broadcasted from Sweden and received in Norway - Compensation for the harm done in Norway - Jurisdiction of the Norwegian courts - Place where the direct effects of the broadcast were felt - Definition according to domestic law applicable in the light of the Lugano Convention - N° 1995/20
Matters relating to tort, delict or quasi-delict - Place where the harmful event occurred - Cross-border defamation through the medium of a book published in Sweden but distributed in Norway - Right of option of the plaintiff - Jurisdiction of the courts where the publication was circulated and where the damage was caused - Jurisdiction of the Norwegian courts - Interpretation of national law according to the principles set out in the Lugano and Brussels Conventions - N° 1997/36
Matters relating to tort, delict or quasi-delict - Concept - Independent interpretation - Provisional measures - Request for an order (Regelungsverfügung) requiring a sports federation to allow the claimant to enter specific races - Request not aiming at preserving a concrete right - Exclusion - N° 1999/16
Matters relating to tort, delict or quasi-delict - Concept - Autonomous interpretation - Unjust enrichment - Exclusion - N° 1999/18
Matters relating to tort, delict or quasi-delict - Place where the harmful event occurred - Right of option of the claimant - Place of the causal event and place where the damage occurred - Claim based on transactions prejudicial to the claimant - Place of the patrimonial impoverishment of the claimant - Jurisdiction of the Austrian court - N° 1999/21
Matters relating to tort, delict or quasi-delict - Interpretation and legal classification of the claim by the national court - Appreciation according to national law - N° 1999/60
Matters relating to tort, delict or quasi-delict - Place where the harmful event occurred - Place where the causal event occurred and place where the damage occurred - Right of option of the plaintiff - Place where the damage occurred - Concept - Surgery in Switzerland - Alleged tort of the surgeon - Aggravation of state of patient in Italy more than two years later - Jurisdiction of the Italian court - N° 1999/60
Matters relating to tort, delict or quasi-delict - Application for declaration of no liability - Court of the place where the disputed claim should be decided in the case of an application for judgment - N° 2000/19
Matters relating to tort, delict or quasi-delict - Place where the harmful event occurred - Allegedly illegal statements against applicant - Place where the statements were made orally in the presence of third parties, or in respect of written statements, the place from which they were dispatched - N° 2000/19
Matters relating to tort, delict or quasi-delict - Definition - Action to establish liability for product defects brought by a sub-purchaser against the manufacturer - Inclusion - Action for purely financial damage - Exclusion - N° 2001/13
Matters relating to tort, delict or quasi-delict - Place where the harmful event occurred - Place where the damage was sustained and place where the event giving rise to the damage occurred - Programme broadcast by a broadcaster based in Sweden and received in Sweden and Norway - Damage sustained in Norway - Jurisdiction of the Norwegian courts - N° 2002/48
Matters relating to tort, delict or quasi-delict – Not applicable in the case of multiple claims of which one has a contractual basis - N° 2005/32
Matters relating to tort, delict or quasi-delict - Concept - Autonomous interpretation - Unfair competition - Included - N° 2006/21
Matters relating to tort, delict or quasi-delict - Place where the harmful event occurred - Place of the causal event - Unfair competition - Application to register a trade mark - Conduct not constituting as such unfair competition - Jurisdiction of the court where the application lodged - Excluded - N° 2006/21
Jurisdiction in matters relating to tort, delict or quasi-delict - Place of the harmful event - Application for declaration of non-infringement of a foreign patent - Place where the damage resulted (Erfolgsort) in the State in which the patent was granted - Place where the causal event occurred (Handlungsort) in Switzerland - No infringement in Switzerland - Swiss law inapplicable in respect of the substance of the dispute - No jurisdiction of the Swiss courts - N° 2007/14
Jurisdiction in matters relating to tort, delict or quasi-delict - Definition - Autonomous interpretation - Simple breach of the principle of good faith - Excluded - N° 2007/15
Jurisdiction in matters relating to tort, delict or quasi-delict - Place where the harmful event occurred - Spouse having failed to disclose adultery during divorce proceedings - Procedural fraud - Jurisdiction of the courts for the place where the divorce proceedings took place - Jurisdiction of the Swiss courts - N° 2007/15
Matters relating to tort, delict or quasi-delict – Place of the harmful event – Action for a declaration of non-infringement of a foreign patent – Place where the damage resulted (Erfolgsort) in the State in which the patent was granted – Place where the causal event occurred (Handlungsort) situated in Switzerland – No infringement in Switzerland – Inapplicability of substantive Swiss law to the merits of the dispute – Swiss courts lacking jurisdiction - N° 2008/19
Matters relating to tort, delict or quasi-delict – Place where the harmful event occurred – Place where the causal event occurred or place where the damage occurred, at the applicant’s option – Actio negatoria by the applicant, in his potential capacity as the author of the damage and in the exercise of his right of option, for declaration of no civil liability (negative Feststellungsklage) – Whether permissible – Conditions - N° 2008/20
Matters relating to tort, delict or quasi-delict – Place where the harmful event occurred – Applicant’s right of option – Place where the causal event occurred and place where the damage resulted – Place where financial damage occurred, resulting from initial damage to the victim in another Contracting State – Excluded - N° 2008/23
Matters relating to tort, delict or quasi-delict – Place where the harmful event occurred – Meaning – Place where the applicant, who has incurred financial damage arising from investments of capital in another Contracting State, is domiciled – Excluded - N° 2008/23
Matters relating to tort, delict or quasi-delict – Place where the harmful event occurred or place where the causal event occurred, without distinction – Meaning – Application for compensation for damage caused by fraud on a financial investment – Place where the fraudulent act was committed – Included - N° 2008/23
Matters relating to tort, delict or quasi-delict – Place of the harmful event – Contract for the transfer of intellectual property rights – Misrepresentation by a third party in respect of the licences relating to those rights – Place where the damage resulted – Place where the contract was entered into - N° 2008/35
Matters relating to tort, delict or quasi-delict - Place of the harmful event - Meaning - Internet advertising amounting to an infringement of the law on unfair competition and of the rules on authorisation to carry out banking activities - Place where the website may be consulted - Included - Jurisdiction of the Austrian courts - Territorial jurisdiction of the courts for the place where the website may be consulted - Possible to consult website throughout Austria - Applicant’s right to choose - Dismissal of the application to designate a court as having territorial jurisdiction in the case of a preventive action brought by a legally established association (Verbandsklage) - N° 2009/25
Matters relating to tort, delict or quasi-delict - Place where the harmful event occurred - Medicines prescribed by a doctor residing in Switzerland producing side effects at the recipient’s domicile in Germany - Place where the medicine had a direct effect - Jurisdiction of the German courts - N° 2009/34
Matters relating to tort, delict or quasi-delict - Place of the harmful event - Publication of a photograph in a newspaper in Norway - Infringement of the rights of the author of the photograph, domiciled in Sweden - Financial and non-material damage occurring in Norway, having produced its effects in Sweden - Account taken, for the purposes of determining jurisdiction, of the place where the direct damage occurred, where the newspaper was put into circulation - Swedish courts lacking jurisdiction - N° 2009/62
Matters relating to tort, delict or quasi-delict - Place of the harmful event - Publication of a photograph in a newspaper on the internet published and put into circulation in Norway and also accessible in Sweden - Infringement of the rights of the author of the photograph, domiciled in Sweden - Financial and non-material damage occurring in Norway, having produced its effects in Sweden - Account taken, for the purposes of determining jurisdiction, of the place where the direct damage occurred, where the newspaper was put into circulation - Jurisdiction of the Swedish courts - N° 2009/62

Art. 5 (5)

Branch, agency or other establishment – Loan given to finance the purchase of three vessels by a branch, situated in England, of a Norwegian bank – Seizure of one of those vessels in Panama, by the branch in its capacity as creditor of a guarantee contracted as part of the loan – Action for breach of contract brought in England – Jurisdiction of the English courts – Meaning of 'operations of a branch' within the meaning of Article 5(5) – Decision by branch to assert its rights over the vessel and to seize it – Included - N° 2003/23
Branch, agency or other establishment – Meaning – Decision by a Polish company to establish a branch in Germany under the management of its president who concluded a number of contracts with German undertakings – Included – Revocation of the application for registration of the branch – No effect – Jurisdiction of the German court in respect of disputes originating from such contracts - N° 2005/26

Art. 6 (1)

Number of defendants - Jurisdiction of the court of the domicile of one of the defendants - Application of the principle of English law denominated 'forum non conveniens' with respect to the co-defendant domiciled in another contracting State - Inadmissible - N° 1993/42
General - International character - Condition - Proceedings capable of being brought before the courts of a contracting State other than that of the court seised - Action brought by a plaintiff domiciled in a non-contracting State before the courts of a contracting State - Applicability of the Convention - Domicile of the plaintiff not material - N° 1996/26
Plurality of defendants - Jurisdiction of the court of the domicile of one of the defendants - Defendants domiciled in Norway and in the United Kingdom - Jurisdiction of the Norwegian court - Domicile of the plaintiff not material - Head of jurisdiction justified not with a view to favour the plaintiff, but to foster the proper administration of justice - N° 1996/26
Plurality of defendants - Jurisdiction of the courts where one of the defendants resides - Defendants domiciled in Norway and in the United Kingdom - Jurisdiction of the Norwegian court established - Proceedings between the plaintiff and the Norwegian defendant subsequently settled - Not material to the Norwegian court's jurisdiction over the co-defendant - N° 1997/21
Number of defendants - Jurisdiction of the court for the place where one of the defendants is domiciled - Application to a claim on the merits against one of the defendants and to a request for provisional measures against another - Exclusion - N° 1999/16
Examination - Examination by a court of its own motion - Absence of exclusive jurisdiction - Existence of other grounds of jurisdiction - Jurisdiction accepted by virtue of Article 6, point 1 - N° 2000/50
Several defendants - Defendants from Contracting States and Non-contracting States sued before the court for the place where one of them is domiciled - Determination of domicile by reference to the date on which the person is "sued" within the meaning of Article 6 of the Convention - Date of issue of the document instituting proceedings taken into account rather than the date of its service on the defendant - N° 2001/40
Several defendants - Jurisdiction of the court for the place where of one of the co-defendants is domiciled - Conditions - Connection for the purposes of the Convention between the claims - Claims for compensation against different defendants, one based on tortious liability and the other on recovery of sums overpaid - Lack of connection - N° 2002/28
Multiple defendants - Jurisdiction of the court of domicile of one of the defendants - Conditions - Connection between the claims for the purpose of the Convention - Options - Action for recovery of undue payment brought against the manager of the investment company offering the transaction and the agent - Included - N° 2003/23
Plurality of defendants – Jurisdiction of the courts where one of the defendants is domiciled – Connection between the claims according to the Convention – Actions brought for breach of contract against a defendant domiciled in Switzerland and in tort against a defendant domiciled in Austria – Absence of joint and several liability between the defendants - Lack of connection – Swiss court lacking jurisdiction - N° 2005/22
Exclusive jurisdiction – Legal persons – Action concerning the validity of decisions of their organs – Meaning – Suspension for doping, by decision of an international sporting association whose seat is in Switzerland, of a ski coach employed by a national sporting association whose seat is in Austria which is a member of the first association and, accordingly, bound to comply with its decisions – Actions brought by the applicant against the two sporting associations for compensation and for discontinuance of all proceedings against that applicant – Application for compensation excluded from the concept of such an action – Jurisdiction of the courts for the place where the international sporting association has its seat (Lausanne) in respect of the action for discontinuance of proceedings and the preliminary question of the validity of the decision to suspend - N° 2008/16
More than one defendant – Connection for the purposes of the Lugano Convention – Abuse of jurisdiction – Conditions – Jurisdiction of the courts for the place where any one of the defendants is domiciled – No jurisdiction where application manifestly inadmissible – Consideration of matters relating to the jurisdiction of the court seised – Scope – Matters relied on by the defendant as constituting an exception to the jurisdiction of the court seised and amounting to the possible inadmissibility or unfoundedness of the application – Included - N° 2008/18
More than one defendant – Application directed against two partners in a firm ordered to pay social security debts, one of whom is domiciled in France and the other in Switzerland – Extinguishment of the debt for which the partner domiciled in France was liable and consequential obligation to bring proceedings against the second partner in the Swiss courts – Substantive issue not liable to remove status of defendant from the person sued – Jurisdiction of the French courts - N° 2008/30

Art. 6 (2)

General - Significance of the Convention - Taken into account for the interpretation of national rules of procedure - Third-party-notices - Legal effects in Austrian law - Reference to Austria in Article V of Protocol 1 to the Convention - Decisive influence - Consequences for the order to pay costs and damages - N° 1999/14

Art. 6 (3)

Counterclaim - Original claim based on a contract establishing a company - Counterclaim based on a sales contract - Absence of requisite connecting link - Inapplicability of Article 6, point 3 of the Convention - Lack of jurisdiction of the court seized - N° 1999/20

Art. 6 (4)

Matters relating to a contract and immovable property - Challenge to the validity of the contract - No effect - Chain of contracts - Party to the contract having transferred the immovable property to spouse - Action may be brought against the spouse - N° 2001/52


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